SAS 70

SAS 70 stands for “Statement on Auditing Standards number 70”. It is a standard for certifying process control.

SAS 70 (from 1993) describes how external auditors can judge the internal process control of an outsourcing party.

SAS 70 is created by the American Institute of Certified Public Accountants (AICPA). There are dozens of SAS standards. SAS 70 is used more and more by outsourcing companies. Especially financial institutions are keen on SAS 70.

With a SAS 70 report organizations can prove to have control over their management processes in a datacenter. There are two types of SAS 70 reports:

  1. Type I  = Report on Controls Placed in Operation. This concerns the setup and existence of control measures and the effectiveness to achieve predefined goals.
  2. Type II = Report on Controls Placed in Operation and Test of Operating Effectiveness. Invokes Type I but includes a check if the processes are actually used in the day-to-day business.

The basis of a SAS 70 report usually is a set of proper implemented ITIL processes. SAS 70 does not prescribe certain processes, but checks if the processes are embedded in the organization and if they are being performed.

Usually a SAS 70 report is created by an external auditor (usually an accountant agency), jus like the yearly financial report.

SAS 70 can help comply to legal obligations, like the Sarbanes-Oxley Act - SOX. The report assures outsourcing companies the processes at the insourcing party are of good standing.


This entry was posted on Friday 10 April 2009

Earlier articles

Infrastructure as code

My Book

DevOps for infrastructure

Infrastructure as a Service (IaaS)

(Hyper) Converged Infrastructure

Object storage

Software Defined Networking (SDN) and Network Function Virtualization (NFV)

Software Defined Storage (SDS)

What's the point of using Docker containers?

Identity and Access Management

Using user profiles to determine infrastructure load

Public wireless networks

Supercomputer architecture

Desktop virtualization

Stakeholder management

x86 platform architecture

Midrange systems architecture

Mainframe Architecture

Software Defined Data Center - SDDC

The Virtualization Model

What are concurrent users?

Performance and availability monitoring in levels

UX/UI has no business rules

Technical debt: a time related issue

Solution shaping workshops

Architecture life cycle

Project managers and architects

Using ArchiMate for describing infrastructures

Kruchten’s 4+1 views for solution architecture

The SEI stack of solution architecture frameworks

TOGAF and infrastructure architecture

The Zachman framework

An introduction to architecture frameworks

How to handle a Distributed Denial of Service (DDoS) attack

Architecture Principles

Views and viewpoints explained

Stakeholders and their concerns

Skills of a solution architect architect

Solution architects versus enterprise architects

Definition of IT Architecture

What is Big Data?

How to make your IT "Greener"

What is Cloud computing and IaaS?

Purchasing of IT infrastructure technologies and services

IDS/IPS systems

IP Protocol (IPv4) classes and subnets

Infrastructure Architecture - Course materials

Introduction to Bring Your Own Device (BYOD)

IT Infrastructure Architecture model

Fire prevention in the datacenter

Where to build your datacenter

Availability - Fall-back, hot site, warm site

Reliabilty of infrastructure components

Human factors in availability of systems

Business Continuity Management (BCM) and Disaster Recovery Plan (DRP)

Performance - Design for use

Performance concepts - Load balancing

Performance concepts - Scaling

Performance concept - Caching

Perceived performance

Ethical hacking

Computer crime

Introduction to Cryptography

Introduction to Risk management

The history of UNIX and Linux

The history of Microsoft Windows

The history of Novell NetWare

The history of operating systems - MS-DOS

The history of Storage

The history of Networking

The first computers

History of servers

Tips for getting your ITAC certificate

Studying TOGAF

Is your data safe in the cloud?

Proof of concept

Who needs a consistent backup?

Measuring Enterprise Architecture Maturity

Human factors in security

Master Certified IT Architect

ITAC certification

Open group ITAC /Open CA Certification

Human factors in security

Google outage

SAS 70

TOGAF 9 - What's new?

DYA: Development without architecture

Spam is big business

Why IT projects fail

Power and cooling

Let system administrators participate in projects

The 7 Habits of Highly Effective People

Archimate

A meeting with John Zachman

ITAC - IT Architect certification

Personal Information is Personal Property

The Irresistible Forces Meet the Movable Objects

Hardeningscheck and hack testing for new servers

Knowledge management

Information Lifecycle Management - What is ILM

LEAP: The Redmond trip

LEAP: The last Dutch masterclasses

What do system administrators do?

Is software ever finished?

SCADA systems

LEAP - Halfway through the Dutch masterclasses

Securing data: The Castle versus the Tank

Non-functional requirements

LEAP - Microsoft Lead Enterprise Architect Program

Reasons for making backups

Log analysis - Use your logging information

Archivering data - more than backup

Patterns in IT architecture

Layers in IT security

High performance clusters and grids

Zachman architecture model

High Availability clusters

Monitoring by system administrators

What is VMS?

IT Architecture certifications

Storage Area Networks (SAN)

Documentation for system administrators

Rootkits

Presentations: PowerPoint sheets are not enough

99,999% availability

Linux certification: RHCE and LPI

IT Infrastructure model

Sjaak Laan


Recommended links

Ruth Malan
Gaudi site
Byelex
XR Magazine
Esther Barthel's site on virtualization


Feeds

 
XML: RSS Feed 
XML: Atom Feed 


Disclaimer

The postings on this site are my opinions and do not necessarily represent CGI’s strategies, views or opinions.

 

Copyright Sjaak Laan